Posted by US TECH SOLUTIONS LIMITED • £50/hr to £62.50/hr
General
An Exciting Contract to Hire Opportunity for a Regulatory Analyst with one of the Leading Financial Clients.
Responsibilities
Manage the application process for becoming an Approved Reporting Mechanism (ARM) under the UK & EU Markets in Financial Instruments Directive (MIFID).
Determine the required information and work with stakeholders to provide both narrative responses and documentary evidence.
As a Regulatory Compliance Analyst, you will enhance the monitoring and surveillance program to meet regulatory requirements, maintaining the highest standards of integrity and adherence to regulations.
Due to continued growth and development, they are seeking a Regulatory Compliance Analyst to join their dynamic team.
MERJE has partnered with a leading corporate FX firm.
We are seeking a solution-orientated and target-driven Regulatory Change Analyst to join a close-knit and friendly team on a full-time, permanent basis and inreturn, you will receive a competitive salary of £45,000 per annum plus benefits.
Join a company that's taking the RegTech industry by storm!
About us
Ruleguard is a fast-growing technology company serving the financial sector compliance market.
Role Overview: As a Liquidity Reporting Analyst you will be responsible for the preparation, analysis, and submission of various liquidity reports to regulatory bodies.
As the team continues to enhance the regulatory reporting capabilities, they are seeking an experienced Regulatory Reporting Analyst with a strong background in liquidity reporting.
Eames Consulting are delighted to be working with a leading global financial institution with a principles led approach, dedicated to maintaining high standards of financial integrity and compliance within the ever evolving banking landscape.
The team oversees delivery of the CPD Transformation initiative activities including process automation, key regulatory changes, oversight of the frameworks that enable understanding of regulatory obligations, mitigation of regulatory risks and compliance with applicable regulations.
This is an exciting opportunity within a newly established Compliance Solutions and Technology Strategy Team part of CPD.
Posted by Page Personnel Finance • £200/day to £220/day
My client is seeking a diligent and detail-oriented Compliance Assistant to join a dynamic compliance team.
The successful candidate will play a crucial role in ensuring their operations adhere to regulatory requirements and internal policies, contributing to their ongoing commitment to ethical practices and regulatory excellence.
This is a hybrid 12 month contract, offering the flexibility to work both remotely and from their central London office.
They are looking to recruit an to join to assist with the regulatory oversight and control of the company's regulated and non-regulated activities.
Our client is a leading brokerage company offering broking and execution services to investment banks, producers and consumers of base metals, hedge funds and portfolio managers across global financial markets and within multiple jurisdictions.
The company is predominantly involved in trading and broking exchange traded derivatives across exchanges such as the LME, ICE and CME.
Posted by Page Personnel Finance • £200/day to £220/day
My client is looking for a talented Compliance Analyst to join their dynamic team on a 6-month contract, with the potential to transition to a permanent role.
Suitable candidates will be available on short notice and have previous experience working in a regulatory compliance role.
My client is an innovative and rapidly growing FinTech company at the forefront of financial services, based in Central London.