Title: Compliance Business Analyst
Location: London
Duration: 31/03/2025 (initially)
Hybrid: 2-3 days in the office
This is an exciting opportunity within a newly established Compliance Solutions and Technology Strategy Team part of CPD. The team oversees delivery of the CPD Transformation initiative activities including process automation, key regulatory changes, oversight of the frameworks that enable understanding of regulatory obligations, mitigation of regulatory risks and compliance with applicable regulations.
Accountabilities & Responsibilities:
- Work as a Business Analyst with CPD SMEs, IT and other key stakeholders to define and document business requirements, functional specifications, and operating procedures necessary for the successful implementation of CPD IT initiatives.
- Responsible for end-to-end process review of key compliance controls and process including documentation of process maps and traceability to key legislations and regulatory guidelines.
- Assist in completion and tracking of key deliverables within Compliance Transformation Delivery plan.
- Support in the development and enhancement of CPD governance and CPD Reporting (including Management Information reporting)
- Conduct comprehensive analysis of current CPD processes and workflows to identify areas for improvement and optimisation.
- Leading CPD Transformation initiative Working Groups meetings to support transformation deliverables and maintaining efficient and appropriate governance to enable successful outcomes.
- Support Compliance Solutions and Technology Strategy Team in the delivery of key CPD Technology Solutions
- Monitor and track closure activities to address CPD internal and external compliance findings.
- Create and/or support the creation of minutes of key meetings in the department.
Skills & Knowledge:
- Educated to degree level (with a relevant degree) and a professional qualification(s) in financial crime.
- Good verbal and written communication skills (essential);
- Ability to work independently with a team spirit and proactive mind-set (essential);
- Articulate and able to apply new skills effectively (essential);
- Able to multi-task and prioritise multiple projects (essential);
- Able to build relationships and rapport with stakeholders (essential);
- Good command of the Excel, Word, PowerPoint, Visio and other Microsoft Office products (essential);
- Experience in an international banking environment (preferred);
- Experience in process change, project management or reporting (preferred);
- Business Analyst Experience in Business Transformation and Target Operating Model Implementation
- Good understanding of the applicable laws and regulation to banking and securities industry in UK as well as EMEA (preferred); and
- Understanding of the products and services offered by an integrated universal bank (markets and banking products)