My Client is a top 20 Practice firm, and they are looking for a Compliance Manager or Senior Manager to joint their growing team.
The Compliance Manager/Senior Manager plays a vital role in the Firm's System of Quality Management (SOQM), supporting individuals within the SOQM and the Professional Standards Committee (PSC).
This role involves enhancing quality monitoring processes related to regulatory matters, ensuring the Firm's SOQM remains compliant and effective.
Our client is seeking a Senior Compliance Manager to provide first-class, commercially focused compliance advisory support within real assets.
This role offers the opportunity to work in a dynamic environment where you will be advising, challenging, reviewing, training and supporting the business to understand its regulatory responsibilities and comply with regulations.
You will possess strong experience of European financial regulation, such as AIFMD and a background across real assets.
RecruitAbility has an excellent opportunity for a Senior Compliance Administrator to join a well-established accountancy and taxation practice who are dedicated to providing an excellent service to their clients believing in innovation, continuous improvement, and investing in their people.
The role of Senior Compliance Administrator
As a Senior Compliance Executive, you will be at the forefront of this exciting role, making a significant impact on the firm's and their clients' business compliance.
You will be responsible for
Updating, maintaining, and safeguarding company registers.
Meraki Talent are currently working with a small well established wealth management business based to help them identify a senior compliance officer for an initial 6-month fixed term contract.
Leading the Compliance function, and reporting to the Director of Customer and Compliance, you will be responsible for structuring, leading and developing the team to best in class compliance standards in UK insurance.
Insurance business offering a wide range of home, motor and commercial insurance are seeking a Head of Compliance.
The role will take overall responsibility for compliance duties and obligations, including direction, strategic development, performance and maintenance of regulatory activity-across the business.