The Trade Support Analyst, reporting to Trade Support Manager, will assist the Investment Operations team with post-trade activities.
These activities include portfolio on boarding, counterparty maintenance, security data management, asset transfers, cash management, trade confirmation, settlement, query and investigation, corporate actions, custody, and reconciliations.
The Investment Operations team works collaboratively with the broader investments team to manage the company's assets.
Based in the compliance onboarding team of a global broking organisation we are looking for someone with five years KYC and AML experience within the financial markets.
It would be highly preferred that you have a background on-boarding both Clearing and Execution clients within the exchange traded futures and option arena.
Duties and Responsibilities
Responsibilities include, but are not limited to:.
You will be examining how different pension and investment products were sold, checking whether correct and appropriate procedures were followed.
Our client is hiring experienced Pensions and Investment Complaint Handlers to support on a review project.
To be a part of this project, you must have knowledge of pension and investment products such as SIPPs, OEICs, ISAs, and Non-ISAs,combined with experience of handling complaints relating to product advice and suitability.
Conduct thorough analysis of credit data and financial statements to determine risk in extending credit for mid-ticket transactions and sales-aid leasing/flow business as needed.
General
Our client is a world leader in asset finance, providing vendor and equipment finance across various markets, including Hi-tech, Transport, Construction, Industrial, Medical, Public Sector, and Agriculture.
As a Credit Underwriter, you will play a pivotal role in evaluating and underwriting business channels, maintaining governance, and promoting best practices in credit processes.
You will be examining how different pension and investment products were sold, checking whether correct and appropriate procedures were followed.
On top of being Level 4 qualified, you must also have knowledge of pension and investment products such as SIPPs, OEICs, ISAs, Non-ISAs, and bonds, and have good experience in handling complaints relating to product advice and suitability.
Our client is hiring Level 4 qualified Pensions and Investment Complaint Handlers to support a review project.
If you are an experienced Pensions and Investment Complaint Handler, then this is the role for you!
To join this project, the client is looking for contractors who have knowledge and experience within the industry and with the following products: SIPPs, OEICs, ISAs, and Non-ISAs and Bonds.
The project is assessing how different pension and investment products were sold to customers while reviewing the customer journey; checking whether correct and appropriate procedures were followed, the right information was provided and whether due diligence was applied.