Client Onboarding KYC Associate. Based in the compliance onboarding team of a global broking organisation we are looking for someone with five years KYC and AML experience within the financial markets.
It would be highly preferred that you have a background on-boarding both Clearing and Execution clients within the exchange traded futures and option arena.
Duties and Responsibilities:
Responsibilities include, but are not limited to:
- Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
- Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
- Support and assist the firm's Management on client applications and documentation requirements.
- Liaise with the sales teams to resolve account application questions and issues.
- Liaise with clients to resolve account application questions and issues.
- Ensure creation and maintenance of accurate client information and static data on internal systems.
- Assist with project work when required.
- Other duties as assigned.
Experience & Skills Required:
- 2 years progressive experience with industry rules and regulations.
- Ability to use internal and external systems, including prior experience of DOCS system would be useful.
- Effective communication skills both written and verbal for assisting in client and internal requests.
- Ability to be self-motivated, organised and to ensure work is completed in a timely manner with deadlines met.
- Strong organisational and analytical skills essential.
- Good team player.
- Bachelor's Degree in Business or equivalent industry experience.