Posted by Davies Talent Solutions • £40K/yr to £45K/yr
General
As a Compliance Manager, you will be instrumental in ensuring the organisation's compliance with regulatory requirements and industry standards.
Your key responsibilities will include developing and implementing compliance programs, conducting risk assessments, and fostering a strong compliance culture within the team.
Overview
Davies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.
The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.
MERJE has partnered with a leading insurance company and we're looking for a Compliance Manager to join their expanding team.
Key Responsibilities
Provide compliance advice in line with FCA principles and threshold conditions.
Posted by The Portfolio Group • £35K/yr to £40K/yr
Overview
We are seeking a highly motivated, skilled, and driven Compliance Manager to join our client's evolving Compliance Team.
In this newly created role, you will be responsible for managing a variety of compliance-related issues, including assessing risks, identifying patterns, and conducting internal audits.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
Posted by Consortium Professional Recruitment • £40K/yr to £50K/yr
We are seeking a driven and knowledgeable Compliance Manager to join a growing company that are investing in both their people and processes to underpin their continued success.
As Compliance manager, you will work across the Design and R&D processes to ensure the company product portfolio meets relevant regulations and standards for its applications.
This is an exciting opportunity for someone with a mind for standards and process to join a forward-thinking company that values operational excellence.
Posted by Focus Search and Selection • £40K/yr to £45K/yr
General
My client is looking for an experienced and driven Compliance Manager to join a rapidly growing London-based fintech with ambitious plans for expansion.
This is a pivotal role where you'll ensure all regulatory requirements are met, maintain high standards of compliance, and support the business in navigating the complex landscape of the mortgage industry.
Key Responsibilities
Lead and manage the compliance function, ensuring activities are in line with regulations and internal policies.
Mortgage Intelligence Holdings (MIH) is seeking a dedicated Compliance Manager to play a pivotal role in our commitment to maintaining high standards set by the Financial Conduct Authority (FCA).
Our client is seeking a Compliance Manager to join their team.
This role is integral to the management team, working closely with the firm's partners and responsible for ensuring compliance with various professional standards, regulations, and obligations.
The successful candidate will develop and implement risk management policies, controls, and procedures (PCPs), and provide general risk and compliance related advice to the firm.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.