Working alongside the Head of Risk and Compliance, you will be responsible for:
Our client, a leading law firm in the heart of Newcastle, is looking to recruit a Compliance Officer to join their growing compliance team.
The role would suit a Compliance Officer or Compliance Assistant, with upwards of 2 years' compliance experience gained either in a legal or professional services environment.
We are seeking an experienced Compliance Officer to join our small Compliance team.
You will support the Head of Compliance and work with the Senior Compliance Consultant in all aspects of Compliance providing support internally and externally to ensure that the firm complies with all relevant and required regulation and legislation.
This role will be based in our Manchester office, with occasional travel to other offices.
MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.
You'll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.
Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.
Posted by Page Personnel Finance • £24K/yr to £25K/yr
As an Associate Compliance Analyst, you will play a crucial role in ensuring the company adheres to all applicable regulations and internal policies within the financial services and debt management sector.
You will assist in monitoring, auditing, and reviewing compliance processes to mitigate risk, ensuring that our business operations align with legal and regulatory standards.
My client is a leading financial services debt management firm dedicated to providing innovative and compliant solutions to help individuals and businesses manage their debt.
Working alongside the Head of Risk and Compliance and a small compliance team, you will be responsible for:
Our client, a full-service law firm, is looking to recruit a Compliance Auditor into their growing compliance team in central Newcastle.
The role would suit a Compliance Auditor with upwards of 2 years' compliance auditing experience gained within a regulated legal or professional services business.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
Posted by LHH Recruitment Solutions • £70K/yr to £90K/yr
General
Join our client, a prominent banking organisation, as their Wholesale Compliance Officer and play a key role in ensuring compliance with the UK regulatory regime.
As part of their dedicated Compliance team, you will have the opportunity to have a significant impact on their operations and contribute to the development and enhancement of their Compliance framework.
Responsibilities
Provide comprehensive advice on regulatory requirements and their impact on our client's operations.
The Compliance Officer will be responsible for ensuring that the company operates in full compliance with all relevant regulations set forth by the Financial Conduct Authority (FCA) and other applicable regulatory bodies.
The Compliance Officer will develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks and ensure that the company's operations adhere to all regulatory requirements.