Our client, a well-established broker in the insurance industry, is seeking a proactive Compliance Officer/Assistant to join their team. This is a unique opportunity to ensure regulatory excellence while contributing to a collaborative environment.
As a Compliance Officer, you will:
- Ensure the company's operations align with Financial Conduct Authority (FCA) regulations and other legal requirements.
- Conduct internal audits to assess compliance and support external audits, reporting findings and corrective actions to senior management.
- Develop and maintain compliance policies and procedures, keeping them up-to-date with the latest regulatory changes.
- Deliver training programs and foster a culture of compliance across the business through regular communication and guidance.
- Monitor risk management activities and develop strategies to mitigate compliance risks within the organisation.
The ideal candidate should have:
- A strong background in the insurance or financial services industry, with experience in compliance, auditing, or quality assurance.
- A sound knowledge of FCA regulations and an eye for detail.
- Excellent written and verbal communication skills.
- Proficiency in Microsoft Office and the ability to quickly adapt to new systems.
- The drive to work independently and take initiative in a dynamic, fast-paced environment.
If you're dedicated to maintaining high standards of compliance and are looking for a role where your expertise will make a difference, apply now to join our client's compliance team. This is your chance to grow within a company that values both your professional development and your contribution.