Our client is a rapidly expanding Financial Services company who are looking to recruit a Compliance Analyst to join their expanding team.
The Compliance Analyst will be responsible for ensuring that the company complies with all relevant regulations and legislation.
With a strong reputation for providing excellent customer service and innovative solutions, they are committed to creating a positive and inclusive work environment and the role offer clear opportunities for career progression and development.
Posted by CLARITY RECRUITING LTD • £30K/yr to £35K/yr
Overview
A leading organization in the financial consultancy space are seeking a driven and detail orientated compliance analyst on a hybrid basis.
A opportunity to progress your skills in a flexible and forward thinking organization who are willing to offer on the job training and professional qualifications to aid in your progression.
Key responsibilities
Support the compliance team to ensure the firm meets its regulatory obligations.
Prior experience as a Compliance Analyst, within a broking environment is required.
General
Our client, a leading independent Insurance Broker specialising in commercial Insurance, are looking for a Compliance Analyst to join their team in Leicester.
The ideal candidate will have prior experience working within a complaints and investigation handling and will be confident with providing advisory services, by supporting the operational requirements of the business.
As a Regulatory Compliance Analyst, you will enhance the monitoring and surveillance program to meet regulatory requirements, maintaining the highest standards of integrity and adherence to regulations.
Due to continued growth and development, they are seeking a Regulatory Compliance Analyst to join their dynamic team.
MERJE has partnered with a leading corporate FX firm.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
Posted by Page Personnel Finance • £200/day to £220/day
My client is looking for a talented Compliance Analyst to join their dynamic team on a 6-month contract, with the potential to transition to a permanent role.
Suitable candidates will be available on short notice and have previous experience working in a regulatory compliance role.
My client is an innovative and rapidly growing FinTech company at the forefront of financial services, based in Central London.
MERJE is collaborating with a prominent Insurance business in the search for a committed Compliance Analyst.
As the Compliance Analyst you will lead the evaluation of insurer and Delegated Authority agreements while championing meticulous management of the TOBA Register.
Your expertise will enhance the drive for regulatory compliance and streamline operational efficiency.