My client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include:
- Supporting the compliance specialist to ensure the organisation meets its regulatory obligations.
- Identifying changes in legislation / compliance that will affect the business and putting in place processes to ensure adherence.
- Assist with the supplier verification process including CDD / KYC, PEP process, high risk jurisdictions, and refresher checks and be the first point of contact for queries relating to supplier compliance
- Providing firm information to suppliers as part of their verification process
- Assist with the firms FCA monitoring reviews ensuring adherence
- Assist with preparation of the company's quarterly compliance news letter
Applicants will possess circa 1 - 3 years experience in a compliance role (ideally from a pensions / investment or IFA background) with a good understanding of the FCA handbook and all round compliance monitoring knowledge (internal and external monitoring, compliance monitoring reviews, FCA obligations, client verification, sanctions checks, due diligence for clients and suppliers etc.). You will be highly organised with excellent communication skills, a keen eye for detail and the ability to adapt to changing legislation.
This is a great opportunity to join a fantastic employer in the establishment of a new team which offers a friendly working environment, generous remuneration package and genuine opportunities for professional growth.
- **please do not apply if your experience is primarily financial crime from the banking sector as my client is looking for broader compliance knowledge***