The Compliance Officer will be responsible for ensuring that the company operates in full compliance with all relevant regulations set forth by the Financial Conduct Authority (FCA) and other applicable regulatory bodies.
The Compliance Officer will develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks and ensure that the company's operations adhere to all regulatory requirements.
As a compliance associate, you will perform administrative duties for the team and report to the associate director.
Due to team demands and a busy period, the team is urgently hiring a Compliance Associate to join the compliance team for a 4-month contract starting immediately!
We are recruiting for a client who is a leading and prestigious investment company based in the city of London.
Posted by Robert Walters • €25,289.80/yr to €33,719.73/yr
Our client is seeking a diligent and self-motivated Compliance Associate to join their team in London.
The successful candidate will be part of a collaborative team, providing administrative support primarily to the Compliance team and assisting in other areas as required.
This role offers an exciting opportunity to ensure the company's activities comply with the principles, rules, and guidance of the FCA and other relevant regulatory bodies.