Our client operates within the legal services sector and has an exciting opportunity for a Compliance Assistant to join their ComplianceTeam. This role will play a pivotal function in providing exceptional support to all employees, ensuring unparalleled levels of service. This role is working full-time and is office based.
This role is crucial to the success of the Compliance Team who have a demanding workload. This means that you must be able to handle pressure and be able to prioritise your daily workload.
Key Responsibilities of this role:
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Assist in the maintenance and updating of:
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Compliance registers
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Employee Manual and Policies
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Risk Management Procedures
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Anti-Money Laundering procedures
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Compliance training
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Lexcel accreditation and reviews
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Co-ordinate quarterly file audits with the firm's Quality Managers
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Assist with ensuring compliance plan is updated periodically
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Assist with the development of the firm's Corporate/social responsibility plan
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Data Protection and GDPR
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Other compliance matters
Additional requirements of this role:
- To assist with other administrative tasks for the firm
- Comply and ensure adherence to internal audit requirements (and external client/agency requirements)
- Process instructions in accordance with established procedures of both good practice and the firm's quality system
Experience:
- Competent use of Microsoft Office
- Knowledge of the SRA standards and regulations
- Excellent attention to detail
- Strong time management and organisational skills with the ability to meet deadlines
Due to the large number of responses we receive it is not always possible to respond to every application straight away. Should your skills and experience be a match for this role, or any other vacancy we may have, we will normally contact you within 72 hours of receiving your application. If you wish to apply for further roles please do so.