To promote and establish a structure of where both consumers and traders have availability to legal advice on all Trading Standards legislation.
MAIN PURPOSE
Enforcement of consumer protection legislation to ensure that consumers throughout the Borough are protected against unscrupulous and unfair trading practices.
SUMMARY OF RESPONSIBILITIES AND DUTIES
Investigate complaints alleging breaches of legislation, following all reasonable lines of enquiry in bringing investigations to an appropriate, relevant conclusion.
Enforce Trading Standards legislation through inspections, projects, market surveillance, and targeted advice/education.
General
We are seeking an Enforcement Officer to join our Trading Standards team, delivering effective enforcement and educational interventions to support local consumers and businesses, creating a better trading environment in Sheffield.
The role involves a mix of casework and projects, requiring a candidate with a sound knowledge of criminal and civil procedures and investigations legislation.
London Stock Exchange is the leading European venue for Exchange Traded Products (ETPs).
General
Origination, business development, sales, marketing and relationship management for the ETP business is a point of close collaboration between Primary and Secondary Markets teams.
The individual will help develop and promote growth of the ETP franchise and lead account activity with existing and new clients as appropriate, as well as developing new business opportunities from existing LSE and Turquoise member firms.
The Lloyd's Market Association (LMA) has a vacancy within its Legal and Regulatory team, reporting to the Head of Regulatory Affairs, which will encompass all aspects of regulatory and compliance support to the market, including managing several committees alongside the rest of the legal and regulatory team.
Introduction to the role
The role has become available due to the forthcoming retirement of the current Head of Regulatory Affairs.
Reporting to the Group's Financial Controller for Post Trade and Capital Markets, this role will lead all aspects of financial control for several Post Trade businesses including the expanding Post Trade Solutions.
The role will handle the integration of new acquisitions and will work closely with the Centre of Excellence to ensure accurate month end close and will co-ordinate closely with the Centre of Excellence specialist statutory reporting team.
Key Responsibilities
Lead a finance manager directly and work closely with colleagues in various teams in the Centre of Excellence as well as finance teams in newly acquired businesses.
Our market leading E-Trading Venues and Order Routing Network help our customers to discover value, trade and report with total confidence.
We provide guidance to Buy-side customers to integrate their Order and Execution Management Systems with Bloomberg via FIX to stage orders and route them to various dealers for execution.
The world's market leaders in Equities, Fixed Income, Currencies and Commodities rely upon Bloomberg for transparent data, powerful analytics and seamless execution.
Reporting to the Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions.
The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers achieve their objectives.
We're currently looking to recruit a Compliance Policy Manager to join the team.