My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters.
Issue resolution on compliance matters
Manage trading restrictions and related activities
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
Morgan Hunt are currently working with a well-established Industry Regulator, in their search for a temporary Senior Governance & Assurance Manager to manage a range of activities that support the delivery of the Assurance Framework and the Annual Assurance Plan.
You will be responsible for managing regulatory requirements and ensure compliance with data protection regulation and to maintain the Risk and Issue register, ensuring all risks are documented, reviewed, and mitigated.
You will also support with providing independent risk management advice and supporting colleagues to strengthen their understanding and application of effective risk and issue management.
This is a newly created position in the team reporting to the Senior Compliance Manager based here in the London office.
This business prides itself on the company culture and requires everyone to be in the office 5 days a week.
General
Altum Consulting have exclusively partnered with a global, fast-paced, and growing Commodity Trading busienss based in London to find a Compliance Analyst to join their experinenced team.
This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the business's investing products, as well as broader Compliance duties.
The Risk & Compliance team plays a key role in protecting our customers and the business and works closely with the rest of the business.