An excellent opportunity has come up to join the firm's successful compliance function as a Senior Compliance Manager, to oversee regulatory and legal compliance globally for the firm.
Managing a small team you will lead compliance efforts, ensuring that operations meet all necessary regulations and standards.
Our client is a market leading Technology business who are highly regarded across their sector, empowering them to create cutting-edge technology solutions for UK businesses.
Our client is seeking a Senior Compliance Manager to provide first-class, commercially focused compliance advisory support within real assets.
This role offers the opportunity to work in a dynamic environment where you will be advising, challenging, reviewing, training and supporting the business to understand its regulatory responsibilities and comply with regulations.
You will possess strong experience of European financial regulation, such as AIFMD and a background across real assets.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams.
Offer guidance on Environmental, Social, and Governance (ESG) considerations and the global distribution of products and services.
Advise on financial promotions for global distribution, including presentations, factsheets, white papers, website content, and other communications to prospects and investors.
Posted by London Stock Exchange • £20K/yr to £100K/yr
LSEG is more than a diversified global financial markets infrastructure and data business.
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
A leading UK retailer is seeking a Senior Product Compliance Manager to join their team in Bournemouth.
This key role involves ensuring product quality, managing supplier compliance with SEDEX, and overseeing legal compliance across all products.
General
The Senior Product Compliance Manager is accountable for product quality, monitoring of suppliers' SEDEX compliance, product legal compliance and risk mitigation.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.