Posted by Traci Austen Consultancy Limited • £45K/yr to £50K/yr
Liaise with Assistant Manager: Onboarding Liaison to ensure information received is as require.
This applies to the onboarding of new customers/counterparties, periodic reviews, event driven reviews, account closures and ensuring other stakeholders are informed and updated.
As part of the first line of defence, the job holder has the responsibility and accountability for identifying, assessing, and seeking the relevant approvals for any financial crime risks that arise in connection with the customer or counterparty relationships, in accordance with the Financial Crime Handbook (FCH).
Posted by Page Personnel Finance • £220/day to £250/day
Are you detail-oriented, proactive, and excited about making an impact in a fast-growing FinTech payments company?
My client is seeking a Client Onboarding Analyst to join their team on a temp-to-perm basis in central London.
This role is ideal for someone with experience in financial services who is passionate about delivering seamless client experiences while ensuring compliance and efficiency.
They are a dynamic proprietary trading company, founded by a team of experienced traders who are passionate about the financial markets.
Their unique approach to both long-term and short-term strategies, based on the powerful Elliot Waves Theory and Principles, has helped them achieve outstanding results.
Our client's vision
Our client's vision is to create a new team of highly skilled Traders who have the passion and strong interest necessary to learn and succeed in the financial industry.
Posted by JH Partners (EMEA) Company Limited • £45K/yr to £60K/yr
General
Our client is a dynamic and innovative firm in the cryptocurrency sector, dedicated to upholding the highest standards of compliance and regulatory adherence.
As they prepare to apply for a license from the Financial Conduct Authority (FCA), they are seeking a highly skilled Compliance Manager with extensive experience in the crypto industry and a strong background in FCA interactions.
Key Responsibilities
Develop, implement, and maintain compliance policies and procedures that align with FCA regulations and industry best practices.
CMC offers an award-winning online and mobile trading platform, enabling clients to trade up to 10,000 financial instruments across shares, indices, foreign currencies, commodities and treasuries through contracts for difference.
Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses.
CMC is listed on the London Stock Exchange and serves retail and institutional clients through regulated offices and branchesin 13 countries.
Our client is operating under the Trust and Company Service Providers / TCSP's regulatory umbrella.
They have been operating for over twenty years where they combine some of the most iconic addresses, most sophisticated architecture with personal and attentive service.
Our client, who operates exceptional workspaces in central London is seeking an AML Officer.