NJR are currently working with a leading Independent Wealth Management Advisory firm based on the outskirts of York who are looking for a Junior Compliance Administrator to join their ambitious, expanding and technically astute team.
The main purpose of your role will be to provide full admin support to the Compliance manager, whilst ensuring that the preparation of advice for clients is of the highest quality and delivered in an efficient manner.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
At BK Plus we are seeking an Compliance Director to join our growing business.
The Compliance Director will lead our compliance program, ensuring that all our business operations and procedures comply with legal regulations and internal policies.
The role requires developing our existing suite of policies, conducting audits, and acting as a liaison between the company and our regulatory bodies.
Posted by Wintermann Search & Selection Limited • £90K/yr to £125K/yr
To ensure that a strong compliance culture is recognised and embedded across the Bank.
My client a European Bank is looking to hire a Head of Compliance & MLRO for their London Office.
Job Purpose: To support the Executive in achieving their Strategic Plan and objectives in a compliant manner by providing appropriate challenge and diligence.
As a Corporate Compliance Officer, your role will be crucial in providing advisory support and second line challenge to relevant Corporate Functions.
General
On behalf of their client, a global financial services group with an integrated network spanning over 30 countries, they are seeking a Corporate Compliance Officer to join the Legal, Compliance & Conduct (LCC) Department.
This role presents a thrilling opportunity to be part of a team that provides advisory support and second line challenge to the Corporate Functions, covering key areas of regulatory focus.