As the Compliance Manager you will work to support Senior Operational staff in day-to-day program management and operational management of business units including but not limited to: client contract reviews, data privacy and GDPR compliance along with a host of other operational priorities.
Compliance and Risk Manager - £50,000
A highly successful, global business are looking for a Group Compliance & Risk Manager to join their team.
Chapman Tate Associates is delighted to partner with a leading insurance company in their search for a dynamic and experienced Compliance Manager.
This is a fantastic opportunity for a professional with a background in Insurance or MGA, who is well-versed in FCA Rules and Regulations and has a solid understanding of Delegated Authority.
Key Responsibilities
Oversee and ensure the company's compliance with all FCA regulations and standards.
Manage and lead a small team of Compliance Business Partners.
Job Description
Opportunity to join a very well known financial services business joining an established 2 nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.
General
The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices located in the West Midlands.
A market-leading specialist insurance company are looking to recruit a Risk and Compliance Manager to support the Head of Risk and Compliance in ensuring that business processes, transactions, and corporate governance adhere to all relevant regulatory, legal, and internal guidelines.
Role and Responsibilities
Development and enhancement of compliance processes in accordance with market practice to meet regulatory expectations, setting up and monitoring adequate and appropriate systems and controls to ensure that the firm meets its regulatory requirements.
Building effective relationships within the business to ensure that an effective compliance culture is in place, promoting positive engagement and behaviours within Commercial Express, leading by example as a role model.
Are you a compliance specialist with experience in audit/monitoring within a regulated organisation?
Do you have sound knowledge of FCA or other international regulatory bodies?
A bit about us
At BNP Paribas Personal Finance, we are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an open and inclusive environment.