The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
The Consultant - Compliance Project Lead will be responsible for reconciling all investment compliance rules, ensuring accuracy of Aladdin BQL rule codes, and building a framework to support investment guideline review and management.
This role, pivotal to supporting the company's growth and diversified portfolio, involves a compliance professional consultant to develop a robust compliance framework for internal systems and BlackRock Aladdin Solutions.
We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.
As a Data Governance Lead, you will be responsible for leading activities that contribute to the definition of the Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk Taxonomy.
An industry-leading financial institution is seeking a Data Governance Lead (SVP) to join their Services, Markets and Client (SMC) CDO - Data Risk & Controls Team.
This small but high-performing group is at the forefront of defining Enterprise Data Governance Strategy and Data Risk and Control Framework.
Posted by RD Financial Recruitment • £400/day to £450/day
Intro
We are recruiting for a Compliance Monitoring Manager based in Bracknell, Berkshire, offering a competitive daily rate and the flexibility to work from home up to 50% of the time, depending on business needs.
One of the world's most respected brands is seeking an experienced compliance professional with a meticulous eye for detail and a robust understanding of financial regulations.
If you excel in conducting thorough reviews and providing valuable insights to ensure regulatory compliance, this opportunity is perfect for you.
Posted by Michael Page Legal • £99K/yr to £122K/yr
The Interim Deputy Co-Sec & Governance & Governance Lead position is a pivotal role in the financial services department responsible for the overall governance and compliance functions of the company.
The successful candidate will possess a strong background in corporate governance, with exceptional managerial skills.
This financial services organisation is a leader in the financial services industry with over 2000 employees.