The role will involve taking responsibility for the following
Reviewing third-party audit reports (client file reviews) and analysing the findings.
Job Description
Our client is a national wealth management firm who are looking for an experienced Training and Competence Manager.
This is a fantastic opportunity for someone wishing to join an exciting wealth management group focused on providing top-quality financial advice and wealth management services to retail and professional clients.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
General
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Posted by Castlefield Recruitment • £80K/yr to £90K/yr
General
Director of Governance, Compliance and Risk Education Greater Manchester / Hybrid £80,000 - £90,000
Castlefield Recruitment are currently working with a Greater Manchester based Educational Institution on a permanent Director of Governance, Compliance and Risk role on a full-time permanent basis.
Duties
Develop the Group risk management strategy and plan to ensure the overall risk management structure is embedded across the organisation.
Working as a Compliance Lead you will take charge of curating policies and strategies and effectually transfer this knowledge to the wider business.
Morson Talent are delighted to be working with our client in the FinTech sector who are looking to recruit an experienced Risk & Compliance Lead.
The purpose of the role will be to implement and enforce the companies data privacy and compliance strategy in the most efficient and effective approach.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Posted by The Portfolio Group • £35K/yr to £40K/yr
Overview
We are seeking a highly motivated, skilled, and driven Compliance Manager to join our client's evolving Compliance Team.
In this newly created role, you will be responsible for managing a variety of compliance-related issues, including assessing risks, identifying patterns, and conducting internal audits.
Posted by In Technology Group Limited • £40K/yr to £50K/yr
About Us
We are working with a leading player in the Financial and Legal Sector who are on the hunt for an experienced and meticulous IT Compliance Manager to join their ranks in managing and maintaining key accreditations to continue driving the success of a multimillion-pound organisation.
Role Overview
Your expertise will ensure our compliance with industry regulations and standards, supporting our ongoing efforts in Data protection and Corporate Social Responsibility (CSR) projects.
As an IT Compliance Manager, you will play a critical role in maintaining and enhancing our accreditations for various ISO standards, including 27001, 5001, 4001, and 9001.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Key Responsibilities
The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements:.