As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
Our Compliance team currently contains 3 staff members, and this role will be a valuable addition to our growing and changing team.
This role is required to ensure that all statutory compliance obligations and requirements across the Group are met and consistent with up to date legislation, health & safety and best practice in relation to; gas safety and servicing requirements, electrical testing, FRA, Water, Lifts, Asbestos and other related services including solar and renewable energy assets.
The successful candidate will work effectively with key internal colleagues and external partners and stakeholders to ensure they contribute to enabling the Group to fulfil all of its property related compliance, health and safety, and other statutory and regulatory obligations.
Our Compliance team currently contains 3 staff members, and this role will be a valuable addition to our growing and changing team.
This role is required to ensure that all statutory compliance obligations and requirements across the Group are met and consistent with up to date legislation, health & safety and best practice in relation to; gas safety and servicing requirements, electrical testing, FRA, Water, Lifts, Asbestos and other related services including solar and renewable energy assets.
The successful candidate will work effectively with key internal colleagues and external partners and stakeholders to ensure they contribute to enabling the Group to fulfil all of its property related compliance, health and safety, and other statutory and regulatory obligations.
The Compliance and Data Security Officer will support the Head of Risk and Compliance in the delivery of the firm's regulatory and governance compliance with an emphasis on data protection and security.
A Law firm in London are looking for a Compliance and Data Security Officer to join their Risk and Compliance team, on a full time basis with hybrid working.
They will support the wider Risk & Compliance Team in on-boarding clients, conflict checking and involvement with Risk projects.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.
They are focused on creating a positive environment where all learn, grow, have fun and do great work with people they like, trust and respect.
Our client is an international speciality insurer and reinsurer with offices in London, Bermuda, Luxembourg and Guernsey.
They have brought together some of the best, brightest and most experienced re/insurance people to create an organisation built around the needs of their clients, not themselves.
The Consultant - Compliance Project Lead will be responsible for reconciling all investment compliance rules, ensuring accuracy of Aladdin BQL rule codes, and building a framework to support investment guideline review and management.
This role, pivotal to supporting the company's growth and diversified portfolio, involves a compliance professional consultant to develop a robust compliance framework for internal systems and BlackRock Aladdin Solutions.