Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Key Responsibilities
The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements:.
Managing a small team you will lead compliance efforts, ensuring that operations meet all necessary regulations and standards.
An excellent opportunity has come up to join the firm's successful compliance function as a Senior Compliance Manager, to oversee regulatory and legal compliance globally for the firm.
Our client is a market leading Technology business who are highly regarded across their sector, empowering them to create cutting-edge technology solutions for UK businesses.
Our client is a rapidly expanding Financial Services company who are looking to recruit a Compliance Analyst to join their expanding team.
The Compliance Analyst will be responsible for ensuring that the company complies with all relevant regulations and legislation.
With a strong reputation for providing excellent customer service and innovative solutions, they are committed to creating a positive and inclusive work environment and the role offer clear opportunities for career progression and development.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.