Posted by Robert Walters • €25,289.80/yr to €33,719.73/yr
Our client is seeking a diligent and self-motivated Compliance Associate to join their team in London.
The successful candidate will be part of a collaborative team, providing administrative support primarily to the Compliance team and assisting in other areas as required.
This role offers an exciting opportunity to ensure the company's activities comply with the principles, rules, and guidance of the FCA and other relevant regulatory bodies.
As a compliance associate, you will perform administrative duties for the team and report to the associate director.
Due to team demands and a busy period, the team is urgently hiring a Compliance Associate to join the compliance team for a 4-month contract starting immediately!
We are recruiting for a client who is a leading and prestigious investment company based in the city of London.
Working alongside the Head of Risk and Compliance, you will be responsible for:
Our client, a leading law firm in the heart of Newcastle, is looking to recruit a Compliance Officer to join their growing compliance team.
The role would suit a Compliance Officer or Compliance Assistant, with upwards of 2 years' compliance experience gained either in a legal or professional services environment.
MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.
You'll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.
Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.
Working alongside the Head of Risk and Compliance and a small compliance team, you will be responsible for:
Our client, a full-service law firm, is looking to recruit a Compliance Auditor into their growing compliance team in central Newcastle.
The role would suit a Compliance Auditor with upwards of 2 years' compliance auditing experience gained within a regulated legal or professional services business.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.