The perfect company to continue your career journey with, this is an outstanding opportunity for a meticulous Administrator who has an appreciation of compliance and a keen eye for detail.
A leader in the recruitment world, this company caters for a range of clients and candidates and delivers memorable experiences across the board, resulting in numerous 5 reviews and repeat business.
Trust us when we say this is an opportunity you'll not want to miss out on!
We are currently recruiting for a National Financial Planning practice who are looking to recruit an IFA Administrator to join their team in Birmingham.
Purpose of role
This role offers hybrid working with 2 days working from home.
Are you a compliance specialist with experience in audit/monitoring within a regulated organisation?
Do you have sound knowledge of FCA or other international regulatory bodies?
A bit about us
At BNP Paribas Personal Finance, we are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an open and inclusive environment.
Act as a compliance officer for the UK, Ireland and Netherland offices for the companies financial services division.
Directing and participating in the risk and compliance education of the Northern European region, ensuring ongoing and follow up education including regulations, policies, procedures and trends.
General
Robert Half is working with a finance brokerage firm based in Birmingham that provides retail and wholesale financing solutions and they are looking for their next Risk and Compliance Officer.
A market-leading specialist insurance company are looking to recruit a Risk and Compliance Manager to support the Head of Risk and Compliance in ensuring that business processes, transactions, and corporate governance adhere to all relevant regulatory, legal, and internal guidelines.
Role and Responsibilities
Development and enhancement of compliance processes in accordance with market practice to meet regulatory expectations, setting up and monitoring adequate and appropriate systems and controls to ensure that the firm meets its regulatory requirements.
Building effective relationships within the business to ensure that an effective compliance culture is in place, promoting positive engagement and behaviours within Commercial Express, leading by example as a role model.
SF Recruitment have partnered with an organisation in Edgbaston who are recruiting for a Risk and Compliance Officer on a contract (possibly to permanent) basis.
Working pattern: 35 hours per week, hybrid working
Ensuring client requests are processed in an efficient ad professonal manner, in line with the firms procedures, making sure regulatory requirements are adhered at all times, such as Treating Customes fairly (TFC) and GDPR to ensure the best outcome for clients.
The role of Client Service Administrator is to provide a high level of administrative support to the client servcing team.
NJR Recruitment are delighted to be recruiting for one of the UK's leading firms of Independent Financial Advisers who are looking to grow their Client Service team in Birmingham.