Ensure we act in accordance with our policies and procedures in all aspects of compliance including issuing orders, data entry and monitoring, chasing certificates and remedial work.
Oversee the monitoring, analysis and reporting of compliance performance (including all statutory reporting requirements) for the Asset Directorate, Executive team and Board as required.
Oversee data analysis including reconciliations, inspections, cleansing, transforming, and modelling data with the goal of, informing conclusions, and supporting decision-making in streamlining functionality.
Posted by Deerfoot IT Resources Ltd • £700/day to £750/day
Senior Compliance Advisory Manager
A multi-award-winning financial technology company recognized for its 5-star service platform is seeking a Contract Senior Compliance Advisory Manager.
This is a hybrid role based in Bath / Salisbury and comes with an attractive pay rate of up to £750 per day (inside IR35) for initially 6 months.
Posted by Pure Resourcing Limited • £55K/yr to £75K/yr
As the Senior Compliance Officer you will be responsible for the provision of compliance/regulatory advice and support for all operational areas of the business, ensuring the company's regulatory and conduct risk appetite, with a material focus on protecting the business from Financial Crime.
A newly created opportunity is available for a Senior Compliance Officer to join a highly successfully property finance lender based in London.
Specialising within BTL and Bridging Finance lending, our client prides itself on service and finding workable lending solutions for their clients.
Posted by Fintop Consulting Limited • £70K/yr to £120K/yr
General
As a Senior Regulatory Compliance Executive at our company, you will lead our compliance initiatives, working within a dedicated team focused on financial and banking regulations.
About the company
One of the world's largest online brokers, the company provides CFDs and derivatives on forex, stocks, indices, cryptocurrencies, commodities, and derived indices to millions of registered users globally.
Since its inception, the company's mission has been to eliminate high commissions and cumbersome products of traditional brokers, offering a superior trading experience to digital-savvy traders on user-friendly platforms across all devices.
Our client is seeking a Senior Compliance Manager to provide first-class, commercially focused compliance advisory support within real assets.
This role offers the opportunity to work in a dynamic environment where you will be advising, challenging, reviewing, training and supporting the business to understand its regulatory responsibilities and comply with regulations.
You will possess strong experience of European financial regulation, such as AIFMD and a background across real assets.
Our esteemed client, a leader in the Insurance industry, is currently seeking a highly skilled and experienced Senior Compliance Analyst specializing in sanctions within their Compliance department.
This contract position is an exceptional opportunity to advance your career with a prestigious firm committed to integrity and excellence.
Posted by Broadgate Search Ltd • £70K/yr to £80K/yr
Key Responsibilities
Support compliance leadership, providing business partner services.
General
Working for a leading insurance company you will support compliance leadership, execute the compliance plan, lead on projects, drive compliance culture, offering leadership and coaching to the compliance team, and potentially overseeing FCA's Certification Regime in the future.
The role involves providing expert regulatory compliance advice to the business operations.