Senior Compliance Advisory Manager
A multi-award-winning financial technology company recognized for its 5-star service platform is seeking a Contract Senior Compliance Advisory Manager. This is a hybrid role based in Bath / Salisbury and comes with an attractive pay rate of up to £750 per day (inside IR35) for initially 6 months.
As a Senior Compliance Advisory Manager, you'll ensure compliance with laws and internal policies while guiding our business units and developing effective training programs. You'll report to the Head of Compliance and help maintain a robust compliance framework.
Key Responsibilities:
- Understand relevant laws and regulations.
- Maintain regulatory logs and assess business impacts.
- Guide units on compliance issues and product approvals.
- Conduct compliance reviews and develop risk strategies.
- Create and monitor compliance training programs.
- Collaborate with internal stakeholders and respond to inquiries.
- Prepare and submit regulatory reports.
What We're Looking For:
- Experience in a second-linecompliance role in financial services.
- Knowledge of the FCA Handbook and compliance frameworks.
- Strong analytical, communication, and organizational skills.
Desirable:
- Similar role held in a Wrap Platform business.
- Relevant qualifications (e.g., Certified Regulatory Compliance Manager).
Why Join Us? Be part of a dynamic team shaping the future of financial technology. If you're passionate about compliance, we want to hear from you!
Deerfoot IT Resources Ltd is acting as an Employment Business in relation to this vacancy.