Our client is seeking to recruit a Senior Compliance Policy Officer to join their team on an 18 month contract.
The role requires a high level of regulatory knowledge within Financial Services and a minimum of 3 years' experience in a Compliance role.
The successful candidate will be responsible for drafting and reviewing internal policies and procedures, performing research into compliance topics, and overseeing the testing and design of internal controls.
This role is suited to a Lloyd's Senior Compliance Analyst or Officer with a broad second-line skillset, as this is a challenging role that will provide fantastic exposure.
We are working with a leading Lloyd's Insurer as they seek a Compliance Officer to join their team.
Main Duties
Taking a leading role in dealing with regulatory inquiries.
Posted by Science & Technology Recruitment • £35K/yr to £45K/yr
The Senior Regulatory Compliance will be responsible for leading product regulatory activities through monitoring, developing, and implementing strategies/programs to ensure compliance with the required chemical control laws.
The individual will lead product regulatory activities to ensure compliance with the appropriate chemical control laws for the global markets.
As such, the role requires expert knowledge of chemical control regulations.
Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams.
Offer guidance on Environmental, Social, and Governance (ESG) considerations and the global distribution of products and services.
Advise on financial promotions for global distribution, including presentations, factsheets, white papers, website content, and other communications to prospects and investors.
We're recruiting for a Senior Risk and Compliance Officer whom will be essential in supporting the Crick to make the right choices on risk and compliance.
General
We have an exciting opportunity available for a Senior Risk & Compliance Officer to join one of the world's leading research Institutes at a crucial time in its evolution, and play a definitive role in shaping it for the future.
You will join us on a full-time, permanent, and in return, you will receive a competitive salary of £58,250 with benefits, subject to skills and experience.
Posted by London Stock Exchange • £20K/yr to £100K/yr
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
LSEG is more than a diversified global financial markets infrastructure and data business.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
Posted by Deerfoot IT Resources Ltd • £70K/yr to £75K/yr
Our client is helping a wealth management firm find a Senior Compliance Advisory Manager to ensure they comply with all relevant laws, regulations, and internal policies.
As a Senior Compliance Advisory Manager, you will guide and support the business units to ensure compliance with applicable rules and regulations and identify and mitigate compliance risks.
This full-time compliance role is based in Bath 2 days/3 days WFH and offers a favourable salary of up to 75K and benefits.