Our client is seeking a Senior Compliance Manager to provide first-class, commercially focused compliance advisory support within real assets.
This role offers the opportunity to work in a dynamic environment where you will be advising, challenging, reviewing, training and supporting the business to understand its regulatory responsibilities and comply with regulations.
You will possess strong experience of European financial regulation, such as AIFMD and a background across real assets.
Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams.
Offer guidance on Environmental, Social, and Governance (ESG) considerations and the global distribution of products and services.
Advise on financial promotions for global distribution, including presentations, factsheets, white papers, website content, and other communications to prospects and investors.
Posted by London Stock Exchange • £20K/yr to £100K/yr
LSEG is more than a diversified global financial markets infrastructure and data business.
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
A prominent and large social housing provider is seeking an experienced Senior Governance and Compliance Manager to join their team on either a permanent or temp to permanent basis.
Experience within social housing or a similar regulated sector is highly advantageous.
This role is ideal for a governance professional who is a full member or part-qualified member of the Chartered Institute of Governance.
This role is suited to a Lloyd's Senior Compliance Analyst or Officer with a broad second-line skillset, as this is a challenging role that will provide fantastic exposure.
We are working with a leading Lloyd's Insurer as they seek a Compliance Officer to join their team.
Main Duties
Taking a leading role in dealing with regulatory inquiries.
We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.
London / Hybrid
Responsibilities
Support the Head of Compliance in delivering the compliance plan and reporting to boards and committees.