Posted by Sterling Williams LTD • £100K/yr to £120K/yr
Sterling Williams are excited to partner with a growing FinTech organisation who are looking to hire a UK Head of Compliance.
The successful candidate will support the CCO in day to day managing of the Compliance Team and will have previously held SMF16/SMF17 role, or registration from an E-Money (EMI) or Authorised Payments (API) institution.
Salary circa £100 - 120,000 pa plus benefits, and this will be office based (London) 3 days per week.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
We are excited to assist in finding their next Head of Compliance & MLRO (SMF 16/17), who will play a critical role in steering the firm through its continued growth and regulatory excellence.
This role requires authorisation (or approval) from the FCA and will be an SMF16 (Chief Compliance Officer) and SMF17 (MLRO) role, subject to requirements under the FCA's Senior Managers and Certification Regime (SMCR).
Robert Half is proud to partner with a pioneering corporate bond firm in London that is revolutionising the multi-trillion-dollar corporate bond market with its innovative fractional bond product.
Posted by JH Partners (EMEA) Company Limited • £110K/yr to £160K/yr
We are seeking an experienced and dynamic Chief Compliance Officer (CCO) with a strong background in the cryptocurrency industry.
The CCO will be responsible for developing, implementing, and overseeing the company's compliance program to ensure adherence to international standards, mitigate risks, and uphold the highest ethical standards.
This remote role demands a deep understanding of global compliance regulations and the ability to navigate the rapidly evolving legal landscape of the crypto market.
Posted by London Stock Exchange • £20K/yr to £100K/yr
ABOUT US
We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us.
LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.