As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards..
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for a Head of Compliance.
As Head of Compliance you will be accountable for creating, executing, and supervising the compliance policy framework, and offering expert counsel on regulatory issues.
Reed Legal are currently working in partnership with a well established North West based Legal Practice who are currently looking to recruit a Head of Compliance to support their Chief Legal Officer and Director of Compliance in ensuring that the group of companies remains compliant with all regulations relevant to our services.
Posted by Sterling Williams LTD • £100K/yr to £120K/yr
Sterling Williams are excited to partner with a growing FinTech organisation who are looking to hire a UK Head of Compliance.
The successful candidate will support the CCO in day to day managing of the Compliance Team and will have previously held SMF16/SMF17 role, or registration from an E-Money (EMI) or Authorised Payments (API) institution.
Salary circa £100 - 120,000 pa plus benefits, and this will be office based (London) 3 days per week.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team.
Duties will include ensuring that the firm adheres to all applicable laws, regulations, and policies, and encouraging a culture of compliance throughout the organisation.
Based in central London, our client is an FCA regulated sell-side firm and the role is to work across the business and with senior leaders in ensuring the firm has a first-rate compliance team.