Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
You will feedback findings in a positive and constructive manner to the advice team.
We are looking for a Compliance Manager to join our growing team at Boots Online Doctor to be our go to expert focused on meeting our regulatory and professional standards.
Preferably, you'll have a minimum of three years of compliance experience in the legal sector.
Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis.
You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail.
Carrying out documented quality, hygiene and other compliance checks to an agreed frequency that may include spot checks and scheduled internal audits.
General
JHE & Partners are recruiting exclusively on behalf of a successful and well-established manufacturer in Bradford, who are looking for a quality / compliance assistant on a permanent basis.
This is a newly created role working closely with the quality manager and the HSE manager with the purpose of maintaining quality, hygiene, ethical and other areas by means of checks, instructions, training and administration.
Posted by Hays Specialist Recruitment Limited • £26K/yr to £35K/yr
With over 2,500 professionals employed across Europe, the Americas, Asia, and the Middle East, my client is a truly global company who currently have an excellent opportunity for an experienced legal compliance professional to join their Leeds office as a Compliance Analyst.
This role will involve the successful candidate reviewing client files under the supervision and direction of an experienced management team in relation to businesses operating within the Cayman and British Virgin Island jurisdictions and ensuring that legislation is being complied with at all times.
Although candidates with experience working on matters within these jurisdictions would be of extreme interest to my client, it is not an absolutely essential criterion and my client is very interested in junior candidates in the KYC/AML profession.