As Head of Compliance, you will lead a team responsible for ensuring regulatory compliance across all business operations.
Due to growth and expansion they are looking to recruit a Head of Compliance on a part time basis (3 days per week) who will lead the firms compliance function, ensuring the business meets its regulatory obligations and commitment to maintaining the highest standards of compliance and ethical business practices.
Our client is an exciting start up that offers niche consumer finance products to their growing client base.
MERJE is seeking an experienced Head of Compliance for a leading FinTech company.
This crucial role involves implementing effective compliance functions, monitoring ethics efforts, and providing guidance to the Executive Committee and regulated Boards.
The successful candidate will hold SMF16 and SMF17 functions, ensuring robust financial crime prevention.
Posted by Premier Jobs UK Limited • £60K/yr to £70K/yr
As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing regulatory requirements
As Head of Compliance, you will hold SMF16 for the firm and report to the FCA.
This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm.
The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.