As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
Posted by Service Care Solutions - Construction • £28.56/hr
Our Client based in the Public Sector are currently recruiting for a Compliance Officer to join team as soon as possible.
The purpose of the role is to sit within the compliance team, support the Hard FM statutory compliance program for all Corporate Buildings to ensure all surveys and planned preventative maintenance (PPMs) are being completed, appropriate documentation
This is a full time, temporary, ongoing role offering up to £28.56 per hour Umbrella LTD.
Posted by Essential Employment • £22.83/hr to £28.56/hr
Compliance officer needed in london £22.83ph ref 005160
Sitting within the compliance team, supporting the Hard FM statutory compliance program for all Corporate Buildings to ensure all surveys and planned preventative maintenance (PPMs) are being completed, appropriate documentation received, filed correctly and reviewed to put forward any recommendations requiring remedials to appropriate decision makers to assist in maintaining the council's statutory responsibility following both the council's and industry best practise standards.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.
Implement an environmental compliance audit strategy to assess, monitor and report on our existing processes and systems in place for permitted discharges.
General
Support the environment team by undertaking desk and field-based assessments of our activities to provide assurances that we are efficiently and effectively complying with relevant environmental legislation and standards.
This is an internal facing role, with the key contacts being the wider Environment and Strategy Team, Production, Operations and OT
We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
Posted by RD Financial Recruitment • £400/day to £450/day
Intro
One of the world's most respected brands is seeking an experienced compliance professional with a meticulous eye for detail and a robust understanding of financial regulations.
We are recruiting for a Compliance Monitoring Manager based in Bracknell, Berkshire, offering a competitive daily rate and the flexibility to work from home up to 50% of the time, depending on business needs.
If you excel in conducting thorough reviews and providing valuable insights to ensure regulatory compliance, this opportunity is perfect for you.