The Head of Compliance will play a crucial role in ensuring the firm adheres to all regulatory requirements and maintains exceptional compliance standards.
General
They pride themselves on maintaining the highest standards of compliance and are seeking a skilled Head of Compliance to lead their compliance efforts for a team of advisors.
Our client is a long-established, owner-run IFA with a strong national presence and a decade of consistent growth.
MERJE is seeking an experienced Head of Compliance for a leading FinTech company.
This crucial role involves implementing effective compliance functions, monitoring ethics efforts, and providing guidance to the Executive Committee and regulated Boards.
The successful candidate will hold SMF16 and SMF17 functions, ensuring robust financial crime prevention.