The Compliance function delivers independent oversight and assurance, as well as advice in relation to FCA regulation and the effective design and operation of the control environment of the firm.
This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm's departments.
Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business.
Compliance Manager will play a pivotal role in ensuring our company meets its compliance obligations and regulatory standards, particularly within the FCA framework.
We have partnered with one of our niche Finance Lease clients, seeking a highly skilled Compliance Manager to join their team.
Working for our Compliance team means translating our regulation into action and making sure the industry understands and adheres to the legislation set out to protect the public's interest.
Birmingham - 12 months FTC
The team are responsible for testing licensees against the requirements of holding a GB gambling licence, are involved in raising standards initiatives and work to ensure that consumers are protected from gambling harm.
The Governance and Risk (G&R) team is responsible for the development and maintenance of effective risk management and compliance standards at the firm.
Our client, a medium sized London firm is seeking a Governance and Risk Analyst role in Operations.
This is hybrid working and they are open to someone working from their Birmingham on London office depending on location.
Posted by Hays Specialist Recruitment Limited • £45K/yr to £50K/yr
Your new company
You will be part of a business that promotes Safety/Well-being, invests in people, delivers results efficiently and endeavours for trusting relationships.
You will be working for a nation-wide construction company which has been working within the aviation, commercial health, industrial, hospitality, residential, retail and transport infrastructure industry for 50 years.
As Training & Competency Manager you will be responsible for ensuring adherence to both the FCA's and internal Training and Competence (T&C) regime, which requires firms to be able to demonstrate that relevant staff have the right qualities and competencies to carry out their responsibilities appropriately.
Own, manage and drive the plan for delivering training and competency for new starters aligned to company, industry and regulatory standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for a Training & Competency Manager.
Posted by Hays Specialist Recruitment Limited • £18/hr to £50/hr
General
Your new role
Your new company
The Enforcement Officers will lead a focused intervention project in the Cape Hill area of Smethwick proactively inspecting private sector housing, ensuring compliance with housing standards.
Sandwell Council is currently seeking to appoint two Enforcement Officers to join its Private Sector Housing Team as part of a two-year project.