Posted by London Stock Exchange • £20K/yr to £100K/yr
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
LSEG is more than a diversified global financial markets infrastructure and data business.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
Posted by Davies Talent Solutions • £40K/yr to £50K/yr
Role Overview
As a Compliance Manager, you will be instrumental in ensuring the organisation's compliance with regulatory requirements and industry standards.
Your key responsibilities will include developing and implementing compliance programs, conducting risk assessments, and fostering a strong compliance culture within the team.
General
Davies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.
Posted by Source4 Personnel Solutions • £35K/yr to £43K/yr
As member within the product team, you'll be at the forefront of ensuring cutting-edge products not only meet but exceed compliance standards.
Our client is a key player within the security distribution market.
This role offers a blend of technical, analytical, and creative opportunities, making it perfect for someone eager to push boundaries and grow within a supportive environment.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
Posted by Page Personnel Finance • £200/day to £220/day
You will work closely with various departments to monitor and enforce compliance policies, identify potential risks, and implement measures to mitigate those risks.
As a Compliance Officer, you will play a crucial role in ensuring that the company adheres to all relevant legal and regulatory requirements.
This is a hybrid role that combines working from their Central London office with remote work flexibility.
Compliance is developing a risk-based programme of ongoing monitoring, designed to check that key controls are being performed correctly by the business.
The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions.
Due to team demands and a busy period, the team is urgently hiring a Compliance Associate to join the compliance team for a 4-month contract starting immediately!
As a compliance associate, you will perform administrative duties for the team and report to the associate director.
We are recruiting for a client who is a leading and prestigious investment company based in the city of London.
The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions.
Posted by Page Personnel Finance • £200/day to £220/day
My client is seeking a diligent and detail-oriented Compliance Assistant to join a dynamic compliance team.
The successful candidate will play a crucial role in ensuring their operations adhere to regulatory requirements and internal policies, contributing to their ongoing commitment to ethical practices and regulatory excellence.
This is a hybrid 12 month contract, offering the flexibility to work both remotely and from their central London office.