The Compliance function delivers independent oversight and assurance, as well as advice in relation to FCA regulation and the effective design and operation of the control environment of the firm.
This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm's departments.
Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business.
Posted by London Stock Exchange • £20K/yr to £100K/yr
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
LSEG is more than a diversified global financial markets infrastructure and data business.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
Posted by McCarthy Recruitment Ltd • £32K/yr to £40K/yr
You will be responsible for the Facilities/Compliance tasks to ensure a safe working and compliant environment for customers and employees within a retail/warehouse and office environment.
Are you a dynamic Compliance Manager, who wants to lead the compliance, health and safety and facilities management across a number of sites.
Posted by Source4 Personnel Solutions • £35K/yr to £43K/yr
As member within the product team, you'll be at the forefront of ensuring cutting-edge products not only meet but exceed compliance standards.
Our client is a key player within the security distribution market.
This role offers a blend of technical, analytical, and creative opportunities, making it perfect for someone eager to push boundaries and grow within a supportive environment.