Posted by JMK Resourcing Solutions • £24K/yr to £28K/yr
This newly created administrative role forms a vital part of the compliance team who deal with all the product data and the quality control of product.
The role is a 50/50 mix of data analysis and administration.
It's a great opportunity for a graduate level candidate to build on their data experience.
We are working with a leading industrial services company who is looking for a Compliance Officer to join their team.
This role is crucial for maintaining and enhancing their compliance frameworks and standards.
You will be instrumental in ensuring that all business processes meet current legal and ethical standards, making this a vital position within our organisation.
Responsible for assessing risks, identifying patterns and trends, whilst performing overall compliance management.
The successful candidate will manage a range of compliance issues and will be responsible for assessing risks, identifying patterns and trends, whilst performing overall compliance management, in the form of internal auditing and the implementation of measures.
Day-to-Day Responsibilities
Analyse full sales process to ensure sales procedures are compliant in line with best practice and regulatory expectations.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
Posted by Pure Law Recruitment • £45K/yr to £60K/yr
General
I am looking for a compliance officer to join my client (a highly regarded law firm) who will be responsible for ensuring we are compliant in all aspects of regulatory and legal requirements.
The successful candidate will assist management and staff to identify and manage regulatory risks.
Main Functions and Responsibilities
Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activities.
Posted by JMK Resourcing Solutions • £27K/yr to £28K/yr
This newly created Administrative role forms a vital part of the compliance team.
It goes without saying that accuracy is a key element, both in keeping our own databases up to date, and being able to manipulate data to transfer to clients' systems.
The successful candidate will have an exceptional level of attention to detail and be a whizz on Excel and used to using Vlookups and Pivot Tables, and comfortable working with large data sets.