Posted by Davies Talent Solutions • £40K/yr to £45K/yr
General
As a Compliance Manager, you will be instrumental in ensuring the organisation's compliance with regulatory requirements and industry standards.
Your key responsibilities will include developing and implementing compliance programs, conducting risk assessments, and fostering a strong compliance culture within the team.
Overview
Davies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.
This advert is for a Compliance Manager role within the legal industry.
The successful candidate will be responsible for overseeing and managing compliance within the Risk and Compliance, ensuring that the company is conducting its business in full compliance with all SRA regulations.
The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.
MERJE has partnered with a leading insurance company and we're looking for a Compliance Manager to join their expanding team.
Key Responsibilities
Provide compliance advice in line with FCA principles and threshold conditions.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
Posted by Directions Recruitment Specialists • £40K/yr to £60K/yr
The opportunity
Reporting to the Global Head of Regulatory Compliance, your overall responsibility will be to provide sound compliance advice and guidance to business stakeholders across the UK & EMEA and to work diligently and methodically to identify areas of opportunity through a thorough analysis of impact, criticality and remedial options.
This is a challenging role for an individual experienced in the delivery of compliance requirements within a fast-paced insurance services commercial environment.
The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development.
Posted by Connect Recruitment Consultants Ltd. • £45K/yr
General
The Regional Compliance Manager will be responsible for performing compliance audits and other oversight activities within the intermediary retail network as part of the Intermediary Oversight framework, providing regulatory support, carrying out intermediary visits, producing reports, controls, and on-going feedback to the Nation Oversight Manager.
This role is Field based (predominantly Mid/South UK) and subsequently, there may be a requirement for travel, overnight stays and periods away from home.
KNOWLEDGE, EXPERIENCE, QUALIFICATIONS
Educated to at least A level standard or equivalent.
Our client is seeking an experienced compliance professional to join their dynamic team, supporting the compliance operations of their payments propositions within the UK.
This role offers a unique opportunity to contribute within a fast-paced, growing team where you will champion customer outcomes and use your knowledge of the industry and regulatory horizon to ensure sustainable, compliant solutions are formed.