Posted by The Portfolio Group • £35K/yr to £40K/yr
Overview
We are seeking a highly motivated, skilled, and driven Compliance Manager to join our client's evolving Compliance Team.
In this newly created role, you will be responsible for managing a variety of compliance-related issues, including assessing risks, identifying patterns, and conducting internal audits.
This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Compliance Manager to support their next period of growth.
For the right candidate this in an excellent opportunity to help shape the firms future compliance strategy and offers the opportunity to become the SMF 16 role holder in the future.
A young and vibrant team led by a senior management team who are engaged and very active within the firm.
Our client is a market leading retail and financial services business who are recruiting the newly created role of Compliance Officer.
As a Compliance Officer, you will play a crucial role in ensuring that the firm meets all its regulatory obligations and managing any associated risks.
Reporting directly to the Head of Compliance, you will provide expert advice and support on key regulatory issues, develop compliance frameworks, and conduct regular monitoring to ensure we stay compliant.
This role involves managing inbound telephony teams to ensure all calls are handled professionally and comply with legislative, regulatory, and contractual requirements.
We are seeking a Screening Manager to support the continued success of Reed Screening.
The Screening Manager will also focus on developing the revenue potential of Reed Screening.