As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
They are focused on creating a positive environment where all learn, grow, have fun and do great work with people they like, trust and respect.
Our client is an international speciality insurer and reinsurer with offices in London, Bermuda, Luxembourg and Guernsey.
They have brought together some of the best, brightest and most experienced re/insurance people to create an organisation built around the needs of their clients, not themselves.
Posted by RD Financial Recruitment • £400/day to £450/day
Intro
We are recruiting for a Compliance Monitoring Manager based in Bracknell, Berkshire, offering a competitive daily rate and the flexibility to work from home up to 50% of the time, depending on business needs.
One of the world's most respected brands is seeking an experienced compliance professional with a meticulous eye for detail and a robust understanding of financial regulations.
If you excel in conducting thorough reviews and providing valuable insights to ensure regulatory compliance, this opportunity is perfect for you.
This role involves managing projects related to regulatory compliance, ensuring that consumer protection measures are effectively integrated into business operations, and maintaining ongoing compliance with all relevant legal and regulatory requirement
Job Purpose
The Consumer Duty Project Manager is responsible for overseeing the implementation and adherence to Consumer Duty regulations within the Firm.
This role involves managing projects related to regulatory compliance, ensuring that consumer protection measures are effectively integrated into business operations, and maintaining ongoing compliance with all relevant legal and regulatory requirement
Job Purpose
The Consumer Duty Project Manager is responsible for overseeing the implementation and adherence to Consumer Duty regulations within the Firm.
Posted by Carnegie Consulting Ltd • £90K/yr to £110K/yr
The compliance team consists of a Head of Legal (GC) and Compliance, a UK Compliance Manager and a Compliance junior.
The Compliance Manager will be going on maternity leave this December or early January, so an opportunity has arisen to join just before she goes and then continue for 12 months.
Over many years they have grown steadily in a safe and extremely profitable manner.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
This role involves managing projects related to regulatory compliance, ensuring that consumer protection measures are effectively integrated into business operations, and maintaining ongoing compliance with all relevant legal and regulatory requirement
Job Purpose
The Consumer Duty Project Manager is responsible for overseeing the implementation and adherence to Consumer Duty regulations within the Firm.
Posted by Remedy Recruitment Group • £550/day to £690/day
Hybrid working 2/3 days in the office.
The post holder is the lead and responsible person for all statutory duties, obligations, official standards, and to ensure best practice are met in respects of Gas Servicing, Legionella, Asbestos, Electrical and other key mechanical services.
Posted by The International Institute for Environment and Development • £54K/yr to £68K/yr
We are now seeking a Compliance and Assurance Manager to join the LIFE-AR team on a full-time basis for a fixed-term contract of two years.
Hybrid (within the UK or outside the UK)
IIED works with those who are afforded less voice and power in climate decision-making to co-create solutions that shape pathways and drive action for a just and sustainable future.