Leading the Compliance function, and reporting to the Director of Customer and Compliance, you will be responsible for structuring, leading and developing the team to best in class compliance standards in UK insurance.
Insurance business offering a wide range of home, motor and commercial insurance are seeking a Head of Compliance.
The role will take overall responsibility for compliance duties and obligations, including direction, strategic development, performance and maintenance of regulatory activity-across the business.
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
As the linchpin of the UK Compliance Team, the successful candidate will be entrusted with the responsibility of shaping and executing a robust compliance strategy in alignment with the business's objectives and the Executive Director - Operations' vision.
This esteemed firm is seeking a seasoned professional to helm their UK Compliance function, ensuring the highest standards of regulatory adherence and strategic oversight.
Elevate your career with a pivotal role at a prestigious, internationally recognised insurance brokerage.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
General
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client is seeking a Conduct Risk Lawyer to join their Risk & Compliance team at any of their offices.
This role involves providing expert advice on professional responsibility, risk, and compliance issues, reviewing complaints procedures/policies, and developing client-aligned complaints handling processes.
Team Overview
The Risk & Compliance team addresses a wide range of partnership, risk, and compliance issues, acting as an in-house legal department.
The Compliance Monitoring Officer will be responsible for providing feedback to clients with reference to files reviewed and compliance issues raised, along with developing and maintaining a professional relationship with the clients.
The role of the Compliance Monitoring Officer is to provide a file review service to the clients.
The file reviews will mainly be for medium to large financial services businesses.