Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
General
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
General
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements:.
General
Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
COMPLIANCE OFFICER ROLE - Immediate Start - South Manchester
Our client a growing brokerage in South Manchester is seeking a Compliance officer for a full time role in the first year and then the option to go part-time the following year.
The role is for a Senior FCA Compliance Officer to be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance and risk management framework.
Posted by James Andrew Recruitment Solutions (JAR Solutions) • £16/hr to £20/hr
We are currently working in partnership with a Housing Association based in Bolton, who are recruiting for a Compliance Administrator on a three-month temporary contract.
The position is due to start immediately, with the potential to go full time.
The hourly rate of pay is negotiable but circa £20 via an Umbrella company.
Posted by Harnham - Data & Analytics Recruitment • £130K/yr to £150K/yr
General
A leading company in the finance sector is looking for an experienced individual to join the Compliance team to help provide carry out GDPR, and to contribute key initiatives across compliance.
Up to £150,000 BENEFITS; PRIMARILY REMOTE
THE COMPANY
This company has been making significant investments in data protection and governance, wanting to ensure the business as a whole understands and complies with data protection regulations.
Working as a Compliance Lead you will take charge of curating policies and strategies and effectually transfer this knowledge to the wider business.
The purpose of the role will be to implement and enforce the companies data privacy and compliance strategy in the most efficient and effective approach.
Morson Talent are delighted to be working with our client in the FinTech sector who are looking to recruit an experienced Risk & Compliance Lead.