Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team.
Duties will include ensuring that the firm adheres to all applicable laws, regulations, and policies, and encouraging a culture of compliance throughout the organisation.
Based in central London, our client is an FCA regulated sell-side firm and the role is to work across the business and with senior leaders in ensuring the firm has a first-rate compliance team.
As a Compliance Officer at Bank's London branch, you will play a crucial role in ensuring that the bank operates in full compliance with all applicable regulations, guidelines, and internal policies.
General
We are inviting applications for Compliance office position for an international Bank based in city of London.
This is a permanent position starting immediately.
Working within an established financial services company, the role of Assistant Compliance Officer will support the compliance team to monitor and analyse the company's compliance with regulatory requirements including FCA, Data protection, information security, anti-fraud and business continuity requirements.
Assistant Compliance Officer, successful FCA Regulated business, St Albans, to £45,000
Fantastic opportunity to develop a career in FCA regulated compliance.
Posted by JH Partners (EMEA) Company Limited • £110K/yr to £160K/yr
We are seeking an experienced and dynamic Chief Compliance Officer (CCO) with a strong background in the cryptocurrency industry.
The CCO will be responsible for developing, implementing, and overseeing the company's compliance program to ensure adherence to international standards, mitigate risks, and uphold the highest ethical standards.
This remote role demands a deep understanding of global compliance regulations and the ability to navigate the rapidly evolving legal landscape of the crypto market.
Posted by Artemis Recruitment Consultants Ltd • £60K/yr to £70K/yr
We are looking for an experienced Compliance Officer for our client!
The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and the company's own in-house policies.
Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4).
Posted by Additional Resources Ltd • £45K/yr to £55K/yr
General
Our client is a leading foreign bank, they are recruiting a Risk and Compliance Officer to join their team.
This role will report into the Compliance Manager and support the department with all compliance reporting and monitoring.
You will be responsible for
Report any deficiencies in the Bank's policies or practices regarding Compliance to the Compliance Manager and, where applicable, to the Head of Department.