The Compliance Officer will be responsible for ensuring that the company operates in full compliance with all relevant regulations set forth by the Financial Conduct Authority (FCA) and other applicable regulatory bodies.
The Compliance Officer will develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks and ensure that the company's operations adhere to all regulatory requirements.
Our client, a well-established Insurance Managing General Underwriter, are looking to recruit a Compliance Officer to support the Company Secretary in managing corporate governance including SMCR, making company filings, preparing agendas and collating materials for Board and sub-committee meetings.
Candidates must have experience working in a regulated firm's risk and/or compliance environment, preferably Insurance, as well as a good understanding of the FCA GI regulatory environment.
You will be responsible for minute-taking and following up any open actions, as required as well as assisting with the monitoring of risks within the risk register, reporting risk incidents, assessing the operation of stated control environments to manage and mitigate risks and preparing the necessary management information and reporting of risk KPIs to the Board.
Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team.
Duties will include ensuring that the firm adheres to all applicable laws, regulations, and policies, and encouraging a culture of compliance throughout the organisation.
Based in central London, our client is an FCA regulated sell-side firm and the role is to work across the business and with senior leaders in ensuring the firm has a first-rate compliance team.
Posted by Employment Specialists Ltd • £35K/yr to £40K/yr
As Compliance Officer you will support our rapidly growing Insurance Client who provides underwriting and claims services.
Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager.
This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits.
Posted by LHH Recruitment Solutions • £70K/yr to £90K/yr
General
Join our client, a prominent banking organisation, as their Wholesale Compliance Officer and play a key role in ensuring compliance with the UK regulatory regime.
As part of their dedicated Compliance team, you will have the opportunity to have a significant impact on their operations and contribute to the development and enhancement of their Compliance framework.
Responsibilities
Provide comprehensive advice on regulatory requirements and their impact on our client's operations.
MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office.
With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professionals looking to develop their careers further.
This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector.
On behalf of their client, a global financial services group with an integrated network spanning over 30 countries, they are seeking a Corporate Compliance Officer to join the Legal, Compliance & Conduct (LCC) Department.
This role presents a thrilling opportunity to be part of a team that provides advisory support and second line challenge to the Corporate Functions, covering key areas of regulatory focus.
What you'll do
As a Corporate Compliance Officer, your role will be crucial in providing advisory support and second line challenge to relevant Corporate Functions.
Posted by JH Partners (EMEA) Company Limited • £110K/yr to £160K/yr
We are seeking an experienced and dynamic Chief Compliance Officer (CCO) with a strong background in the cryptocurrency industry.
The CCO will be responsible for developing, implementing, and overseeing the company's compliance program to ensure adherence to international standards, mitigate risks, and uphold the highest ethical standards.
This remote role demands a deep understanding of global compliance regulations and the ability to navigate the rapidly evolving legal landscape of the crypto market.