The successful candidate will be responsible for conducting file reviews against Suitability requirements and internal standards, ensuring the highest level of compliance.
Our client is seeking a Compliance Officer with a strong background in file reviewing and a deep understanding of FCA COBs, particularly suitability.
This role offers the opportunity to work within an established Central Compliance team, reporting directly to the Compliance Manager.
Posted by JMK Resourcing Solutions • £24K/yr to £28K/yr
This newly created administrative role forms a vital part of the compliance team who deal with all the product data and the quality control of product.
The role is a 50/50 mix of data analysis and administration.
It's a great opportunity for a graduate level candidate to build on their data experience.
This will predominantly in relation to client file reviews.
An opportunity for a leading Compliance consultancy in the Cheshire area is looking to add to their team with an additional Technical Consultant with the remit to deliver high quality regulatory support and guidance to the partner firms linked to the business.
Posted by JMK Resourcing Solutions • £27K/yr to £28K/yr
This newly created Administrative role forms a vital part of the compliance team.
It goes without saying that accuracy is a key element, both in keeping our own databases up to date, and being able to manipulate data to transfer to clients' systems.
The successful candidate will have an exceptional level of attention to detail and be a whizz on Excel and used to using Vlookups and Pivot Tables, and comfortable working with large data sets.
This will predominantly in relation to client file reviews.
This role is home based
An opportunity for a leading Compliance consultancy in the Cheshire area is looking to add to their team with an additional Technical Consultant with the remit to deliver high quality regulatory support and guidance to the partner firms linked to the business.
A Compliance Officer / File Reviewer is required to check client files and the documents using for their back-office system against a file review checklist.
NJR are currently representing a Firm of Independent Financial Planners who are based in Leicester area, and who now require an ambitious and talented Compliance Officer to join their dynamic and forever growing business.
Our Client work out of a modern state of the art building and pride themselves on maintaining a family friendly culture.
Posted by Audit and Inspection Limited • £24K/yr to £26K/yr
About The Role
Compliance Administrators will be a part of our Compliance Assurance Team, who's function it is to obtain and seek assurance that all statutory compliance requirements are met in relation to properties utilised within the Social Housing Sector.
This function is an integral part of the property onboarding procedures and also to make sure that properties remain compliant with Health and Safety legislation.
The role will involve liaising with suppliers regularly, requesting and chasing Compliance Documentation, which is then checked and verified before the documentation and subsequently a property is approved.