Posted by Michael Page Finance • £35K/yr to £45K/yr
Assist external audit assignments with reviewing client's IT controls and reporting to the Engagement Manager and Partner on the outcome of your IT controls assessment in line with ISA 315 requirements.
Assist external audit assignments with reviewing client's IT controls and reporting to the Engagement Manager and Partner on the outcome of your IT controls assessment in line with ISA 315 requirements.
Award-winning firm of chartered accountants and tax advisors providing advice and services to entrepreneurs, fast-growing and owner-managed businesses, charities and not for profit organisations.
We are working collaboratively with a well established London Market Insurance Broker who are seeking a Compliance Officer to join their warm team.
About The Company
With a history of success spanning over a number of years, they pride themselves on strong ethical values and dedication to upholding industry regulations.
They are a leading insurance firm known for their commitment to excellence, client-centric approach, and innovative solutions.
Working under the overall direction of the Director, Corporate Compliance Assessment, fulfill the second line of defence mandate with respect to compliance oversight by providing independent assessment, review, testing and validation of compliance related controls operating across Canada Life UK business.
General
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies.
We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation.
Our client, a prestigious UK chartered accountancy firm consistently ranked among the top 30 in the country, is seeking an experienced Audit Supervisor to join their dynamic team.
This firm has built a stellar reputation for delivering expert financial services to a diverse range of clients, including entrepreneurial SMEs, large corporations, not-for-profit organisations, and high-net-worth individuals.
You'll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.
MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.
Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.
MERJE is collaborating with a prominent Insurance business in the search for a committed Compliance Analyst.
As the Compliance Analyst you will lead the evaluation of insurer and Delegated Authority agreements while championing meticulous management of the TOBA Register.
Your expertise will enhance the drive for regulatory compliance and streamline operational efficiency.
They are looking to recruit an to join to assist with the regulatory oversight and control of the company's regulated and non-regulated activities.
Our client is a leading brokerage company offering broking and execution services to investment banks, producers and consumers of base metals, hedge funds and portfolio managers across global financial markets and within multiple jurisdictions.
The company is predominantly involved in trading and broking exchange traded derivatives across exchanges such as the LME, ICE and CME.