At this esteemed law firm they operate as a worldwide legal entity offering Complex, Managed, and Connected Services.
Are you interested in becoming part of a global legal enterprise that values support, inclusivity, and diversity?
The environment fosters individuality and support, allowing each person to reach their full potential according to their skills and career aspirations.
We have an exciting role for experienced auditors, where you will be able to succeed professionally in a global company while keeping a great work-life balance!
They are looking for Internal Compliance Auditor to ensure the protection of company assets, deliver a proficient and streamlined internal audit service to retail operations and distribution centres across the organisation.
Quest Search & Selection are currently working with this omnichannel retail business who have over 100 stores and a strong presence online and via their member's club.
Key responsibilities of this Internal Compliance Auditor
Perform risk assessments on key business activities in stores and warehouses, guiding audit focus with standardised checklists.
We are seeking a dedicated and detail-oriented Compliance Analyst to join our Energy Infrastructure Solutions (EIS) Compliance team.
This team is integral to providing Data Protection, Audit, Internal Controls, Risk Management analysis, Insight, and Executive management reporting across EIS.
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
We are committed to providing our clients with the tools and expertise they need to achieve their financial goals, with a focus on innovation, integrity, good customer outcomes and client satisfaction.
They offer a diverse range of products and services designed to meet the evolving needs of their customers, from tailored financial advice to cutting-edge pension products, investment platform services, and discretionary fund management.
Company: A Wealth and Asset Manager, who pride themselves on being a forward-thinking organisation at the forefront of technological innovation.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Role Responsibilities
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.