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SSE has big ambitions to be a leading energy company in a low carbon world.
A UK top 100 law firm with a fantastic reputation within the legal field is currently looking to recruit an experienced Quality & Compliance Auditor to play a key role in the ongoing development and implementation of the firm's comprehensive internal audit function.
You will be reporting directly to the Director of Risk and Compliance, supporting the firm's ongoing compliance with its existing external certifications, including but not limited to ISO9001, ISO14001 and ISO27001, CQS, SQM and any other certifications required to meet the needs of the firm.
You will be required to have proven experience in audit and file reviews within a legal or professional services environment.
Our Client is looking for an Audit & Compliance Coordinator to support the Technical Manager in ensuring their technical control systems meet legislative and internal policy standards.
You'll play a crucial role in evaluating and continuously improving these controls to ensure ongoing compliance and operational efficiency.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
Posted by Lawes Consulting Group • £40K/yr to £45K/yr
Responsibilities
Conduct thorough audits of internal processes to ensure compliance with industry regulations and company policies.
General
We are seeking a detail-oriented and organised Quality Assurance (QA) professional to join our client's team as a QA Audit/Compliance Analyst.
The ideal candidate will be responsible for ensuring that the organisation adheres to regulatory standards and company policies, while maintaining the highest level of accuracy.
Posted by Michael Page Finance • £35K/yr to £45K/yr
Assist external audit assignments with reviewing client's IT controls and reporting to the Engagement Manager and Partner on the outcome of your IT controls assessment in line with ISA 315 requirements.
Assist external audit assignments with reviewing client's IT controls and reporting to the Engagement Manager and Partner on the outcome of your IT controls assessment in line with ISA 315 requirements.
Award-winning firm of chartered accountants and tax advisors providing advice and services to entrepreneurs, fast-growing and owner-managed businesses, charities and not for profit organisations.
Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
You will feedback findings in a positive and constructive manner to the advice team.