Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
You will feedback findings in a positive and constructive manner to the advice team.
Join Prospero Teaching - Where Passion Meets Purpose in Education!
We proudly offer our services to a broad range of educational settings, including EYFS, Primary, Secondary, Further Education, SEN, and PRUs.
For over 20 years, Prospero Teaching has been a trusted leader in connecting teaching and support staff with schools, academies, and nurseries across the UK and internationally.
Posted by Consortium Professional Recruitment • £40K/yr to £50K/yr
As Compliance manager, you will work across the Design and R&D processes to ensure the company product portfolio meets relevant regulations and standards for its applications.
We are seeking a driven and knowledgeable Compliance Manager to join a growing company that are investing in both their people and processes to underpin their continued success.
This is an exciting opportunity for someone with a mind for standards and process to join a forward-thinking company that values operational excellence.
Join Prospero Teaching - Where Passion Meets Purpose in Education!
We proudly offer our services to a broad range of educational settings, including EYFS, Primary, Secondary, Further Education, SEN, and PRUs.
For over 20 years, Prospero Teaching has been a trusted leader in connecting teaching and support staff with schools, academies, and nurseries across the UK and internationally.
My Client is looking to recruit a Client Money Officer to join our Finance Compliance team in either Sheffield or Leeds.
The Finance Compliance team acts as the second line of defense, tasked with implementing and ensuring adherence to a strong financial controls framework throughout the firm's international operations.
The primary objective is to manage financial risks proactively.